Xiaofan Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofan Li (李晓凡), a licensed Responsible Officer with CE reference BMU939. Currently licensed at 2 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited, China Galaxy International Futures (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 7.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-06 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-10-06 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-07-07 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-03 | 2025-10-06 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-03 | 2025-10-06 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-06 | 2025-02-18 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-06 | 2025-02-18 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-25 | 2025-02-18 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-29 | 2021-06-11 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-29 | 2021-06-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-31 | 2020-12-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-19 | 2020-12-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-19 | 2020-12-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaofan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.