Shengsi Xie
謝聖思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengsi Xie (謝聖思), a licensed Representative with CE reference BNR161. Currently licensed at 2 firm(s): CITIC Securities Futures (HK) Limited, CITIC Securities Brokerage (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-22 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-11 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-11 | present |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-04 | 2023-11-24 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-20 | 2023-11-24 |
| BIL Wealth Management Limited 盧銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-20 | 2023-11-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-11 | 2021-09-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-11 | 2021-09-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2021-09-06 |