Dawei Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dawei Liu (劉大偉), a licensed Responsible Officer with CE reference BKO397. Currently licensed at 1 firm(s): ICBC International Fund Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-29 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-29 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2022-11-29 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-04 | 2022-11-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-04 | 2022-11-29 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-04 | 2022-11-29 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-18 | 2022-04-01 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-25 | 2022-04-01 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-09-25 | 2022-04-01 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-03 | 2020-09-25 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-27 | 2020-09-25 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-17 | 2018-04-16 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-17 | 2018-04-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dawei Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.