Xin Gao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Gao (高鑫), a licensed Responsible Officer with CE reference BKB159. Currently licensed at 2 firm(s): CITIC CFI Securities Company Limited, CITIC Futures International Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 5.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-09 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
RO | Type 4 - Advising on securities | 2022-11-09 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-09 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-01 | 2022-11-09 |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-01 | 2022-11-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xin Gao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.