Mingxiao Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingxiao Chen (陳明瀟), a licensed Representative with CE reference BJV527. Currently licensed at 1 firm(s): Apollo Management Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2021-12-10 | present |
| Apollo Management Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2020-10-05 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2017-07-18 | 2019-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingxiao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.