Mingxiao Chen
陳明瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingxiao Chen (陳明瀟), a licensed former licensee with CE reference BJV527. This person has 7.9 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2021-12-10 | 2026-06-30 |
| Apollo Management Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2020-10-05 | 2026-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2017-07-18 | 2019-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2017-07-18 | 2019-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2017-07-18 | 2019-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingxiao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.