You Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for You Chen (陳悠), a licensed Representative with CE reference BJT331. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.2 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-09-28 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2026-09-28 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2026-09-28 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2026-09-28 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-12 | 2026-09-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-12 | 2026-09-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-10-12 | 2026-09-15 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-03 | 2022-09-22 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-03 | 2022-09-22 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2017-08-02 | 2021-06-01 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as You Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.