Vera Gu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vera Gu, a licensed Representative with CE reference BHO766. Currently licensed at 1 firm(s): Apollo Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-14 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-14 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-14 | present |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-19 | 2021-07-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-19 | 2021-07-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2019-03-19 | 2021-07-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-13 | 2019-03-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 4 - Advising on securities | 2018-04-13 | 2019-03-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
RO | Type 9 - Asset management | 2018-04-13 | 2019-03-19 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-13 | 2018-04-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-13 | 2018-04-13 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2016-06-13 | 2018-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vera Gu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.