Kwok Leung Au
歐國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Au (歐國良), a licensed former licensee with CE reference BHD309. This person has 3.5 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-06 | 2019-10-08 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-06 | 2019-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Leung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.