Siu Kee Fok
霍少祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kee Fok (霍少祺), a licensed former licensee with CE reference AEZ896. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-05 | 2019-10-08 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-05 | 2019-10-08 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-16 | 2010-11-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-11 | 2008-06-27 |