Nan Wu
吳南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Wu (吳南), a licensed former licensee with CE reference BGI309. This person has 6.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2021-12-10 | 2022-09-30 |
| Apollo Management Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2020-09-21 | 2022-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-08 | 2020-06-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-08 | 2020-06-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-08 | 2017-03-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.