Juan Wu
吳娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Wu (吳娟), a licensed former licensee with CE reference BEY947. This person has 0.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-06 | 2015-10-06 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-06 | 2015-10-06 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-02-06 | 2015-10-06 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Juan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.