Jie-Li Brina Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie-Li Brina Tan (陳潔麗), a licensed Representative with CE reference BEV968. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 10.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-11 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-11 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-01-29 | 2025-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-01-29 | 2025-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2021-01-29 | 2025-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2021-01-29 | 2025-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-01-18 | 2025-03-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-29 | 2020-12-21 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-04 | 2017-03-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-01-20 | 2016-01-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-01-20 | 2016-01-16 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-01-20 | 2016-01-16 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2015-01-20 | 2016-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie-Li Brina Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.