Si Luo
羅思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Luo (羅思), a licensed former licensee with CE reference BER415. This person has 2.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-21 | 2019-08-30 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-21 | 2019-08-30 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-06 | 2015-07-06 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-01-06 | 2015-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Si Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.