Xiangyu Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangyu Chen (陳翔雨), a licensed Responsible Officer with CE reference BEM067. Currently licensed at 1 firm(s): CMB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-14 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-14 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-10 | 2021-07-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-10 | 2021-07-14 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-11-13 | 2015-05-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiangyu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.