Hok Hon Chiu
趙學瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Hon Chiu (趙學瀚), a licensed former licensee with CE reference BEE264. This person has 11.8 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-10-11 | 2026-09-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-23 | 2026-09-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-23 | 2026-09-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-23 | 2026-09-27 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-10 | 2021-08-07 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-26 | 2021-08-07 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-07-26 | 2021-08-07 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-23 | 2017-07-18 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-23 | 2017-07-18 |
| UBS SDIC Asset Management (Hong Kong) Company Limited 國投瑞銀資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-10-23 | 2017-07-18 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-17 | 2015-10-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-17 | 2015-10-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-17 | 2015-10-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-09-17 | 2015-10-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-09-17 | 2015-10-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-09-17 | 2015-10-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-17 | 2015-10-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2014-09-17 | 2015-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Hon Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.