Kwok Leung Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Ng (吳國樑), a licensed Responsible Officer with CE reference BDW184. Currently licensed at 1 firm(s): LQ Pacific Partners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-27 | present |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 4 - Advising on securities | 2021-08-27 | present |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 9 - Asset management | 2021-08-27 | present |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-21 | 2021-08-27 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
Rep | Type 9 - Asset management | 2021-07-21 | 2021-08-27 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-12-08 | 2021-07-01 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
RO | Type 9 - Asset management | 2020-12-08 | 2021-07-01 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2016-01-19 | 2019-08-14 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2016-01-19 | 2019-08-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-01-19 | 2019-08-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-01 | 2019-08-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-01 | 2019-08-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Leung Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.