Buyun Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Buyun Yang (楊佈云), a licensed Responsible Officer with CE reference BDQ418. Currently licensed at 2 firm(s): CLSA Limited, CITIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 10.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-27 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-04-27 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-04-27 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-23 | 2026-04-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-23 | 2021-07-22 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-29 | 2026-04-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-03-29 | 2026-04-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-09 | 2021-02-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-11-09 | 2021-02-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-12 | 2020-09-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-12 | 2020-09-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-03-12 | 2020-09-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-26 | 2018-01-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-26 | 2018-01-26 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-26 | 2018-01-26 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-26 | 2015-05-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-26 | 2015-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Buyun Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ren Wang | BOCI Asia Limited | 2015–2018 |
| Ngat Chan | BOCI Asia Limited | 2015–2018 |
| Ka Hung Chan | BOCI Asia Limited | 2015–2018 |
| Chen Chi | BOCI Asia Limited | 2015–2018 |
| Zuo Qiu Fu | BOCI Asia Limited | 2015–2018 |
| Wai Lei | BOCI Asia Limited | 2015–2018 |
| Xinwei Xu | BOCI Asia Limited | 2015–2018 |
| Yue Xu | BOCI Asia Limited | 2015–2018 |
| Xuting Yao | BOCI Asia Limited | 2015–2018 |
| Yang Xia | BOCI Asia Limited | 2015–2018 |
| Andy To Chung Wai | BOCI Asia Limited | 2015–2018 |
| Swee Tin Lisa Lim | BOCI Asia Limited | 2015–2018 |
| Kit Ling Lau | BOCI Asia Limited | 2015–2018 |
| Guan Wang | BOCI Asia Limited | 2015–2018 |
| Xiangzi Luo | BOCI Asia Limited | 2015–2018 |
| Yong Wei Hu Chai | BOCI Asia Limited | 2015–2018 |
| Yiqing Zhao | BOCI Asia Limited | 2015–2018 |
| Lingchao Li | BOCI Asia Limited | 2015–2018 |
| Sarah Lai Wong | BOCI Asia Limited | 2015–2018 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2015–2018 |