Natalie Kuen Ning Ie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Natalie Kuen Ning Ie (余堃寧), a licensed Representative with CE reference BDH695. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-20 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 - Asset management | 2026-05-20 | present |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-19 | 2026-02-27 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-19 | 2026-02-27 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2019-05-16 | 2021-07-16 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2019-05-16 | 2021-07-16 |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 - Asset management | 2015-04-01 | 2019-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-15 | 2015-03-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-04-15 | 2015-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Natalie Kuen Ning Ie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.