Yiu Kwong Kan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kwong Kan (簡耀光), a licensed Responsible Officer with CE reference BDC075. Currently licensed at 1 firm(s): Hong Kong Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-05 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-03-05 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 - Asset management | 2024-03-05 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-18 | 2023-12-07 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-05-18 | 2023-12-07 |
| Annum Asset Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2018-05-17 | 2018-06-26 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-07 | 2017-05-12 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-03-07 | 2017-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Kwong Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.