Hui Yeng Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Yeng Tan, a licensed Responsible Officer with CE reference BCP982. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 - Asset management | 2018-08-01 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-09 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-06-09 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-03 | 2014-06-09 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-03 | 2014-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Yeng Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.