Richard Boon Leong Tan
陳文良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Boon Leong Tan (陳文良), a licensed former licensee with CE reference AOD033. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-05-13 | 2022-12-30 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2020-05-13 | 2022-12-30 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-03 | 2022-12-30 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-07-03 | 2020-05-13 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-24 | 2020-05-13 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-05 | 2019-02-28 |
| FLAG Squadron Asia Limited | RO | Type 4 — Advising on securities | 2008-07-03 | 2011-02-25 |
| FLAG Squadron Asia Limited | RO | Type 9 — Asset management | 2008-07-03 | 2011-02-25 |
| FLAG Squadron Asia Limited | Rep | Type 4 — Advising on securities | 2007-10-31 | 2008-07-03 |
| FLAG Squadron Asia Limited | Rep | Type 9 — Asset management | 2006-11-03 | 2008-07-03 |