Yi-Hsuan Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Hsuan Chen (陳怡瑄), a licensed Responsible Officer with CE reference BCK950. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-04 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2023-04-04 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-03 | 2023-04-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-30 | 2023-04-04 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-28 | 2022-11-30 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-28 | 2022-11-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-23 | 2020-08-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-05-26 | 2020-08-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-02 | 2020-08-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-02 | 2017-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi-Hsuan Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.