Yuxiang Wen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuxiang Wen (文宇翔), a licensed Responsible Officer with CE reference BOF947. Currently licensed at 2 firm(s): China Everbright Securities Asset Management Limited, China Everbright Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-18 | present |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-12-18 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2024-12-18 | present |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 - Asset management | 2024-12-18 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-27 | present |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-27 | 2024-12-18 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-27 | 2024-12-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-27 | 2024-02-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-07-27 | 2024-12-18 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-07-27 | 2024-12-18 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-28 | 2022-06-29 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-28 | 2022-06-29 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-09 | 2022-06-29 |
| Hartford Capital Limited 華普資本有限公司 |
Rep | Type 9 - Asset management | 2019-07-02 | 2020-06-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuxiang Wen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.