Hin Pong Lee
李顯邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Pong Lee (李顯邦), a licensed former licensee with CE reference BBQ604. This person has 10.0 years of SFC licence history. Total licence records on file: 17.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-30 | 2024-05-25 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-25 | 2023-10-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-07-25 | 2024-05-25 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-15 | 2022-12-06 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-15 | 2022-12-06 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-08 | 2021-07-15 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-08 | 2021-07-15 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-04-17 | 2021-05-26 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-19 | 2021-05-26 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-05 | 2018-12-19 |
| Pine Peak Corporate Finance Limited 高通融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-05 | 2020-04-17 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-28 | 2018-10-11 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-28 | 2018-10-11 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-02 | 2016-03-23 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-11-11 | 2015-02-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-29 | 2015-02-21 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-29 | 2015-02-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hin Pong Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.