So Ting Chim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ting Chim (詹素婷), a licensed Responsible Officer with CE reference BBJ810. Currently licensed at 2 firm(s): Huaan Securities (Hong Kong) Brokerage Limited, Huaan Securities (Hong Kong) Corporate Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 12.6 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-17 | present |
| Huaan Securities (Hong Kong) Corporate Finance Limited 華安證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-06-17 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-05-18 | 2026-05-26 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-11 | 2026-05-26 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-05-11 | 2023-05-18 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-14 | 2023-01-19 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-22 | 2023-01-19 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-22 | 2019-01-14 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-11 | 2016-04-08 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-11 | 2016-04-08 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-07 | 2015-06-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-06-07 | 2015-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So Ting Chim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.