Yan Wang Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wang Tam (譚恩泓), a licensed Responsible Officer with CE reference BBI783. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.2 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-22 | present |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-22 | present |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-19 | 2024-08-22 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-19 | 2024-08-22 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-06-19 | 2026-06-18 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 9 - Asset management | 2022-03-21 | 2024-05-31 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 4 - Advising on securities | 2019-12-24 | 2024-05-31 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-12-24 | 2024-05-31 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 9 - Asset management | 2019-09-09 | 2020-03-27 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-11 | 2024-05-31 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-12-11 | 2024-05-31 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-29 | 2018-12-11 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-29 | 2018-12-11 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-30 | 2018-08-16 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-24 | 2018-01-30 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-24 | 2018-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Wang Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.