Kai Po Lai
黎啓波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Po Lai (黎啓波), a licensed former licensee with CE reference BIS734. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-31 | 2024-08-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 4 — Advising on securities | 2023-10-31 | 2024-08-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-30 | 2023-10-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-30 | 2023-10-31 |
| Future Securities Limited 未來證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-28 | 2023-10-12 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 9 — Asset management | 2019-11-06 | 2023-10-12 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-26 | 2023-10-12 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-27 | 2020-04-28 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-08 | 2019-03-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-13 | 2019-03-01 |