Wing Yi Yuen
袁泳沂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yi Yuen (袁泳沂), a licensed former licensee with CE reference BAQ371. This person has 3.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-08 | 2019-08-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-08 | 2019-08-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2016-07-08 | 2019-08-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-24 | 2013-04-15 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-24 | 2013-04-15 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2012-12-24 | 2013-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yi Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.