Ying Liu
劉穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Liu (劉穎), a licensed Responsible Officer with CE reference AZY629. Currently licensed at 1 firm(s): China Pinnacle Equity Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
RO | Type 4 - Advising on securities | 2024-02-19 | present |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
RO | Type 9 - Asset management | 2024-02-19 | present |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-01 | 2024-02-19 |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-01 | 2024-02-19 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-11 | 2023-10-08 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-07-11 | 2023-10-08 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-23 | 2018-05-04 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-02-23 | 2018-05-04 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-15 | 2017-11-22 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-15 | 2017-11-22 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-11-15 | 2017-11-22 |
| Sectoral Asset Management Limited | Rep | Type 1 - Dealing in securities | 2014-09-08 | 2016-05-23 |
| Sectoral Asset Management Limited | Rep | Type 4 - Advising on securities | 2014-09-08 | 2016-05-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-27 | 2014-03-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-27 | 2014-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.