Di Miao
苗地
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Miao (苗地), CE reference BRC197. Currently licensed at 3 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited, China Galaxy International Asset Management (Hong Kong) Co., Limited, China Galaxy International Futures (Hong Kong) Co., Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-24 | present |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-11-24 | present |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-11-24 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-28 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-28 | 2021-11-24 |