Cookie Wai Hing Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cookie Wai Hing Chan (陳惠兄), a licensed Representative with CE reference AZN386. Currently licensed at 1 firm(s): Gentleman Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-20 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-10 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 - Asset management | 2021-03-29 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-24 | 2021-01-29 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-24 | 2021-01-29 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-16 | 2019-11-30 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-16 | 2019-11-30 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-04 | 2019-03-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-14 | 2019-03-15 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-10 | 2015-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cookie Wai Hing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.