Bo Guan
關博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Guan (關博), a licensed former licensee with CE reference AZE518. This person has 9.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-21 | 2021-08-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2016-11-21 | 2021-08-20 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-11 | 2016-10-21 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2016-10-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-08-14 | 2016-10-21 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-14 | 2016-10-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-14 | 2016-10-10 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-09-18 | 2015-06-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-03-19 | 2015-06-06 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2012-03-19 | 2015-06-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-19 | 2015-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bo Guan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.