Sui Yang Phang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Yang Phang (彭修阳), a licensed Responsible Officer with CE reference AYT871. Currently licensed at 1 firm(s): Dragon Capital Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Capital Management (HK) Limited | RO | Type 4 - Advising on securities | 2024-08-22 | present |
| Dragon Capital Management (HK) Limited | RO | Type 9 - Asset management | 2024-08-22 | present |
| Neo Risk Investment Advisors Limited | RO | Type 4 - Advising on securities | 2024-05-09 | 2024-07-31 |
| Neo Risk Investment Advisors Limited | RO | Type 9 - Asset management | 2024-05-09 | 2024-07-31 |
| Neo Risk Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2022-04-25 | 2024-05-09 |
| Neo Risk Investment Advisors Limited | Rep | Type 9 - Asset management | 2022-04-25 | 2024-05-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-03 | 2016-04-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-10 | 2016-04-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-10 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-10 | 2016-04-29 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Sui Yang Phang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ho Young Kim | Neo Risk Investment Advisors Limited | 2022–2024 |
| Yeong Shang Loh | Neo Risk Investment Advisors Limited | 2022–2024 |
| Beat Schurch | Dragon Capital Management (HK) Limited | 2024–present |
| Dominic Timothy Charles Scriven | Dragon Capital Management (HK) Limited | 2024–present |
| Sze Ki Yeung | Dragon Capital Management (HK) Limited | 2024–present |
| Ailsa Ross Cuthbert | Dragon Capital Management (HK) Limited | 2024–present |
| Kenji Hamada | Dragon Capital Management (HK) Limited | 2024–present |
| Teck Chien Kong | Neo Risk Investment Advisors Limited | 2023–2024 |
| William Field Ross | Dragon Capital Management (HK) Limited | 2025–present |