Irene Wa Yan Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Irene Wa Yan Kwok (郭華欣), a licensed Responsible Officer with CE reference AYR945. Currently licensed at 2 firm(s): M3 Capital Partners (HK) Limited, GLP HK Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | RO | Type 1 - Dealing in securities | 2026-01-15 | present |
| M3 Capital Partners (HK) Limited | RO | Type 4 - Advising on securities | 2026-01-15 | present |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-09 | present |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-09 | present |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 9 - Asset management | 2022-11-09 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-10-22 | 2021-06-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-10-22 | 2021-06-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2018-10-22 | 2021-06-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-13 | 2015-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-13 | 2015-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-13 | 2015-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Irene Wa Yan Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.