Dao Song

宋島
CE No. AZR682 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dao Song (宋島), a licensed former licensee with CE reference AZR682. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
Rep Type 1 — Dealing in securities 2023-06-15 2025-01-31
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
Rep Type 4 — Advising on securities 2023-06-15 2025-01-31
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
Rep Type 9 — Asset management 2023-06-15 2025-01-31
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
RO Type 1 — Dealing in securities 2022-11-18 2023-06-15
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
RO Type 4 — Advising on securities 2022-11-18 2023-06-15
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
RO Type 9 — Asset management 2022-11-18 2023-06-15
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
Rep Type 1 — Dealing in securities 2022-04-01 2022-11-18
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
Rep Type 4 — Advising on securities 2022-04-01 2022-11-18
GLP HK Investment Management Limited
普洛斯香港投資管理有限公司
Rep Type 9 — Asset management 2022-04-01 2022-11-18
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2013-06-05 2015-01-23
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 6 — Advising on corporate finance 2013-06-05 2015-01-23
Macquarie Corporate (Hong Kong) Limited Rep Type 6 — Advising on corporate finance 2013-06-05 2015-01-23
M3 Capital Partners (HK) Limited Rep Type 1 — Dealing in securities 2012-06-19 2013-05-10
M3 Capital Partners (HK) Limited Rep Type 4 — Advising on securities 2012-06-19 2013-05-10

Related