Yayun Dai
戴雅韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yayun Dai (戴雅韵), a licensed former licensee with CE reference BDR047. This person has 10.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-19 | 2025-07-02 |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-19 | 2025-07-02 |
| M3 Capital Partners (HK) Limited | Rep | Type 4 - Advising on securities | 2020-07-16 | 2025-01-31 |
| M3 Capital Partners (HK) Limited | Rep | Type 1 - Dealing in securities | 2020-06-15 | 2025-01-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-06 | 2020-04-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-20 | 2017-09-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-07-02 | 2015-12-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-07-02 | 2015-12-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-02 | 2015-12-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yayun Dai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.