Yanqi Chen
陳艷琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanqi Chen (陳艷琪), a licensed former licensee with CE reference AYI422. This person has 10.7 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-02 | 2026-07-02 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-30 | 2026-07-02 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-04-30 | 2025-09-11 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-04-30 | 2026-07-02 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-15 | 2018-04-30 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-15 | 2018-04-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-15 | 2018-04-30 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-21 | 2017-07-31 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-21 | 2017-07-31 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-21 | 2017-07-31 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-21 | 2017-07-31 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-28 | 2015-01-16 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-28 | 2015-01-16 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-03-28 | 2015-01-16 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-10 | 2014-03-15 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-02-28 | 2013-04-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2013-04-11 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-24 | 2013-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanqi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.