Xiao Liu
劉瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Liu (劉瀟), a licensed former licensee with CE reference AYD438. This person has 7.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-04 | 2019-01-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-09-30 | 2014-09-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-09-30 | 2014-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-09-30 | 2014-09-16 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-09-30 | 2014-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-09-30 | 2014-09-16 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-09-30 | 2014-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2014–2019 |
| Chunming Song | BOCI Asia Limited | 2014–2019 |
| Pan Li | BOCI Asia Limited | 2014–2019 |
| Xiaolu Chen | BOCI Asia Limited | 2014–2019 |
| Yi Shen | BOCI Asia Limited | 2014–2019 |
| Yanruo Wang | BOCI Asia Limited | 2014–2019 |
| Shuai Guo | BOCI Asia Limited | 2014–2019 |
| Houze Xu | BOCI Asia Limited | 2014–2019 |
| Huang Zhong Ye | BOCI Asia Limited | 2015–2019 |
| Zhi Zhang | BOCI Asia Limited | 2014–2018 |
| Diya A | BOCI Asia Limited | 2015–2019 |
| Chun Yee Wong | BOCI Asia Limited | 2014–2018 |
| Lianfu Liu | BOCI Asia Limited | 2015–2019 |
| Guilin Zhang | BOCI Asia Limited | 2014–2018 |
| Wan Yee Chong | BOCI Asia Limited | 2014–2018 |
| Hao Liang | BOCI Asia Limited | 2014–2018 |
| Paul Chau | BOCI Asia Limited | 2014–2018 |
| Jing Xu | BOCI Asia Limited | 2014–2018 |
| Xiaohui Xu | BOCI Asia Limited | 2015–2019 |
| He Tong | BOCI Asia Limited | 2014–2018 |