Yuetian Lu
呂閱天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuetian Lu (呂閱天), a licensed former licensee with CE reference AYC948. This person has 5.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 - Asset management | 2017-08-25 | 2018-03-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-16 | 2018-03-31 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-16 | 2018-03-31 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-16 | 2017-08-25 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-03-28 | 2016-01-01 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2013-06-03 | 2014-03-01 |
| Northwest Investment Management (Hong Kong) Limited |