Jeff Nie
聶軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeff Nie (聶軍), a licensed Responsible Officer with CE reference AOI863. Currently licensed at 1 firm(s): INNO Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| INNO Investment Management Limited |
RO | Type 4 — Advising on securities | 2023-09-29 | present |
| INNO Investment Management Limited |
RO | Type 9 — Asset management | 2023-09-29 | present |
| Pryme Capital Limited 啟元資本有限公司 |
RO | Type 4 — Advising on securities | 2022-03-09 | 2023-02-27 |
| Pryme Capital Limited 啟元資本有限公司 |
RO | Type 9 — Asset management | 2022-03-09 | 2023-02-27 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-10-28 | 2021-05-03 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-08-17 | 2015-10-28 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-27 | 2015-07-15 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-17 | 2015-07-15 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-26 | 2014-10-17 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-06-05 | 2014-06-09 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 9 — Asset management | 2013-06-05 | 2014-06-09 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-22 | 2013-06-05 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-04-22 | 2013-06-05 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-15 | 2013-01-31 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-26 | 2012-03-12 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
RO | Type 9 — Asset management | 2010-05-26 | 2012-03-12 |
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2008-07-25 | 2009-03-20 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2007-04-10 | 2009-03-20 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2006-12-21 | 2007-04-10 |