Bo Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Xu (徐博), a licensed Responsible Officer with CE reference AYA837. Currently licensed at 1 firm(s): Nomura Asset Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-20 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2026-05-20 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
RO | Type 9 - Asset management | 2026-05-20 | present |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-08 | 2026-05-20 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2026-01-08 | 2026-05-20 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-24 | 2025-12-31 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-24 | 2025-12-31 |
| Picea Oriental Investment Management Limited 沐杉投資管理有限公司 |
RO | Type 9 - Asset management | 2021-12-13 | 2024-02-08 |
| Picea Investment Management Limited 雲杉投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-01 | 2021-12-12 |
| Elephas Investment Management Limited 大象投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-29 | 2020-03-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-03-21 | 2019-04-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-09-15 | 2019-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bo Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.