Yue Yin
殷悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Yin (殷悅), a licensed former licensee with CE reference AXZ897. This person has 6.0 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-10 | 2022-09-30 |
| Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-10 | 2022-09-30 |
| Yau Wai International Asset Management Company Limited 有為國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-16 | 2022-09-30 |
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 - Asset management | 2021-03-29 | 2021-05-31 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-26 | 2021-02-28 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-26 | 2021-02-28 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-06-26 | 2021-02-28 |
| EMP Capital Limited 盈創資本有限公司 |
Rep | Type 9 - Asset management | 2017-12-20 | 2018-12-31 |
| VMI Securities Limited 創市証劵有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-08 | 2017-08-16 |
| VMI Securities Limited 創市証劵有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-06 | 2017-06-08 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-19 | 2016-10-15 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-19 | 2016-10-15 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-02-19 | 2016-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-07 | 2013-06-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-09-07 | 2013-06-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-07 | 2013-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yue Yin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.