Jiahe Xi
郗加河
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiahe Xi (郗加河), a licensed former licensee with CE reference BCJ300. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-02 | 2022-10-19 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-09-02 | 2022-01-19 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-02-22 | 2019-09-02 |
| BlueCrest Capital Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2015-07-03 | 2017-01-19 |
| BlueCrest Capital Management (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2015-07-03 | 2017-01-19 |
| BlueCrest Capital Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2015-07-03 | 2017-01-19 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-05 | 2015-03-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-12-02 | 2015-03-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-12-02 | 2015-03-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-12-02 | 2015-03-28 |