Jinwen Xu
徐錦文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinwen Xu (徐錦文), a licensed Responsible Officer with CE reference AXZ879. Currently licensed at 1 firm(s): 3KYES Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.9 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 3KYES Securities Limited 叁仟證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-16 | present |
| 3KYES Securities Limited 叁仟證券有限公司 |
RO | Type 4 - Advising on securities | 2021-12-16 | present |
| 3KYES Securities Limited 叁仟證券有限公司 |
RO | Type 9 - Asset management | 2021-02-23 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-15 | 2020-01-31 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-12-15 | 2020-01-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-12-15 | 2020-01-31 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-12-15 | 2020-01-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-12-15 | 2020-01-31 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-12-15 | 2020-01-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-12-15 | 2020-01-31 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-12-15 | 2020-01-31 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-12-15 | 2020-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jinwen Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.