Yan Shun Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Shun Wong (王恩信), a licensed Responsible Officer with CE reference AXV863. Currently licensed at 2 firm(s): ACAMHK Limited, Asian Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ACAMHK Limited | Rep | Type 9 - Asset management | 2023-09-06 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 4 - Advising on securities | 2021-09-13 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-26 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-02 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-24 | 2017-03-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-01-24 | 2017-03-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 - Asset management | 2016-02-01 | 2017-01-23 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-21 | 2017-01-24 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-10-21 | 2017-01-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Shun Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.