Sik Chiu Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sik Chiu Ng (吳錫釗), a licensed Responsible Officer with CE reference AXV108. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-19 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 4 - Advising on securities | 2016-08-19 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 9 - Asset management | 2016-08-19 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-02 | 2016-08-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-15 | 2012-06-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-11 | 2012-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sik Chiu Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.