Pei Lin Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Lin Shen (沈佩玲), a licensed Responsible Officer with CE reference AXP645. Currently licensed at 1 firm(s): Apollo Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-02 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 4 - Advising on securities | 2020-06-16 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 9 - Asset management | 2020-06-16 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-11 | 2020-06-16 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-11 | 2020-06-16 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-01-16 | 2020-05-10 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-16 | 2020-05-10 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 - Advising on securities | 2015-01-16 | 2020-05-10 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 - Asset management | 2014-10-29 | 2020-05-10 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-22 | 2015-01-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-22 | 2015-01-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2014-10-22 | 2014-10-29 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-18 | 2014-10-15 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-10-18 | 2014-10-15 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2012-10-18 | 2014-10-15 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-28 | 2012-10-18 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-28 | 2012-10-18 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-02 | 2011-10-08 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-02 | 2011-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pei Lin Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.