Lee Kuen Tse
謝莉娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Kuen Tse (謝莉娟), a licensed Responsible Officer with CE reference AXO645. Currently licensed at 1 firm(s): Avalok Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 4 - Advising on securities | 2025-03-05 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 9 - Asset management | 2017-10-11 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-11 | 2024-05-13 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-27 | 2025-03-05 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 9 - Asset management | 2014-12-08 | 2017-10-11 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Lee Kuen Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiqiu Han | Avalok Capital Limited | 2014–present |
| Lingzi Yang | Avalok Capital Limited | 2016–present |
| Guqiao Chen | Avalok Capital Limited | 2014–2026 |
| Yiqiao Chen | Avalok Capital Limited | 2016–2026 |
| Ziwei Yang | Avalok Capital Limited | 2016–2025 |
| Haoxing Gao | Avalok Capital Limited | 2017–2026 |
| Sin Man Hon | Avalok Capital Limited | 2018–2025 |
| Yuchao Wang | Avalok Capital Limited | 2017–2022 |
| Yan Liu | Avalok Capital Limited | 2017–2021 |
| Ying Yang | Avalok Capital Limited | 2022–2024 |
| Saijun Zhang | Avalok Capital Limited | 2024–present |
| Xingdong Zhang | Avalok Capital Limited | 2015–2016 |
| Lipeng Dai | Avalok Capital Limited | 2025–2026 |
| Chi Fei Tse | Avalok Capital Limited | 2015–2016 |
| Hon Wah Ip | Avalok Capital Limited | 2015–2016 |
| Emenry Pui Ling Wong | Avalok Capital Limited | 2016–2017 |
| Zi Xin Wu | Avalok Capital Limited | 2026–present |
| Zijin Meng | Avalok Capital Limited | 2016–2017 |
| Jiayun Qian | Avalok Capital Limited | 2016–2017 |