Chi Fei Tse
謝智飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Fei Tse (謝智飛), a licensed former licensee with CE reference AVJ033. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HuaGe Securities Limited 華鴿證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-06 | 2021-03-01 |
| Pinetree Securities Limited 常青證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-12 | 2019-02-11 |
| Prior Securities Limited 昇悅證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-09 | 2017-09-08 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-15 | 2016-08-09 |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-20 | 2016-06-30 |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 4 — Advising on securities | 2015-07-20 | 2016-06-30 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-13 | 2014-08-30 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-23 | 2014-08-30 |