Alex Kin Chung Lau
劉健聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Kin Chung Lau (劉健聰), a licensed Responsible Officer with CE reference AXH629. Currently licensed at 1 firm(s): Fortune Financial Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 13.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-06-26 | present |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-06-25 | 2025-06-26 |
| Tianlong Capital Management Limited 天龍資本管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-05-28 | 2025-06-02 |
| Tianlong Capital Management Limited 天龍資本管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-04-20 | 2020-05-28 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-06-11 | 2019-12-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-19 | 2019-12-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-19 | 2018-06-11 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-07 | 2018-03-04 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-09 | 2018-03-04 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2018-03-04 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-10 | 2017-09-07 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-18 | 2017-02-26 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-01-18 | 2017-02-26 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-25 | 2014-11-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-25 | 2014-11-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-25 | 2014-11-24 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-18 | 2014-01-30 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-18 | 2014-01-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Kin Chung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.